Rules and Regulations for Financial Advisory Services
The training programme providing candidates with an understanding of the regulatory requirement for the local stock market. The programme assist students in the preparation for the Securities Trading based examination.Candidates who pass the examination are eligible to apply to the MAS for a representative’s license under the Securities and Futures Act or the Financial Advisers Act. Such application is subject to the approval of the MAS.
We have highly-qualified Trainers who are current practitioners with more than 10 years of industry experience.
Conducive small classroom environment to facilitate interactions
Conveniently located at Raffles Place
Courses have been conducted for more than a decade
What will you learn from the course: –
The Regulatory Bodies and Associations
Conduct of Business
Financial Needs Analysis
Minimum Sum Scheme, CPF Investment Scheme and Supplementary Retirement Scheme
Guidelines on Money Laundering
About the Trainer:
Mr Steve Ng has 10 years of experience in the banking industry and over 14 years of experience in stock broking. He has been handling operations and was a compliance specialist in the financial industry. Steve is currently a Business Development Manager with PhillipCapital and conducts regular training for CMFAS Module 1A, CLI, CHI, ILP, FNA, & AFP. He holds a Bachelor of Business in Banking from Nanyang Technological University.
Venue: 17 Phillip St, Grand Building, #8-00 Singapore 048695
Level: Beginner to intermediate
Who Should Attend:
– Candidates who are joining the finance industry and needs the prerequisite knowledge to prepare for the CMFAS examination
– Individuals from a wide diversified professional fields and backgrounds who are exploring a career and gaining an insight within this industry with the aim of acquiring an overview of the markets and its products
– Savvy retail investors who are keen to take the next grade and pursue trading as a career
Course Fee: S$788 per pax (incl. GST)
For enquiries, please call us at 6505 0199