Module 5

Rules and Regulations for Financial Advisory Services 

The training programme providing candidates with an understanding of the regulatory requirement for the local stock market. The programme assist students in the preparation for the Securities Trading based examination.Candidates who pass the examination are eligible to apply to the MAS for a representative’s license under the Securities and Futures Act or the Financial Advisers Act. Such application is subject to the approval of the MAS.

Why CyberQuote

  • We have highly-qualified Trainers who are current practitioners with more than 10 years of industry experience.
  • Conducive small classroom environment to facilitate interactions
  • Conveniently located at Raffles Place
  • Courses have been conducted for more than a decade

What will you learn from the course: – 

The Regulatory Bodies and Associations

  1. The Regulations
  2. Conduct of Business
  3. Financial Needs Analysis
  4. Minimum Sum Scheme, CPF Investment Scheme and Supplementary Retirement Scheme
  5. Guidelines on Money Laundering

About the Trainer:

Mr Steve Ng has 10 years of experience in the banking industry and over 14 years of experience in stock broking. He has been handling operations and was a compliance specialist in the financial industry. Steve is currently a Business Development Manager with PhillipCapital and conducts regular training for CMFAS Module 1A, CLI, CHI, ILP, FNA, & AFP. He holds a Bachelor of Business in Banking from Nanyang Technological University.

More details:

Venue: 17 Phillip St, Grand Building, #8-00 Singapore 048695

Level: Beginner to intermediate

Who Should Attend:

– Candidates who are joining the finance industry and needs the prerequisite knowledge to prepare for the CMFAS examination

– Individuals from a wide diversified professional fields and backgrounds who are exploring a career and gaining an insight within this industry with the aim of acquiring an overview of the markets and its products

– Savvy retail investors who are keen to take the next grade and pursue trading as a career

Category: Course

Course Fee:  S$788 per pax (incl. GST) 

For enquiries, please call us at 6505 0199

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